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February 21, 2012
FINRA Seeks Comment on BrokerCheck
FINRA Requests Comment on Ways to Facilitate and Increase Investor Use of BrokerCheck Information
Comment Period Expires: April 6, 2012
FINRA requests comment on ways to facilitate and increase investor use of BrokerCheck information. Specifically, FINRA requests comment on potential changes to the information disclosed through BrokerCheck, the format in which the information is presented and strategies to increase investor awareness of BrokerCheck
February 21, 2012 in Other Regulatory Action | Permalink
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