Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, November 14, 2011

Yet Another Oversight Hearing on the SEC

The Senate's COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS SUBCOMMITTEE ON SECURITIES, INSURANCE, AND INVESTMENT will meet on November 16 in OPEN SESSION to conduct a hearing entitled “Management and Structural Reforms at the SEC: A Progress Report.” The witnesses will be: Mr. Robert S. Khuzami, Director, Division of Enforcement; Ms. Meredith Cross, Director, Division of Corporation Finance; Mr. Robert W. Cook, Director, Division of Trading and Markets; Ms. Eileen Rominger, Director, Division of Investment Management; Mr. Craig Lewis, Director, Division of Risk, Strategy and Financial Innovation; and Mr. Carlo V. di Florio, Director, Office of Compliance Inspections and Examination.

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