Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Friday, October 7, 2011

SEC Schedules Roundtable on Microcap Securities

The SEC will hold a public roundtable meeting on October 17, 2011 on issues related to the Execution, Clearance and Settlement of Microcap Securities.   Panelists will consider a range of microcap securities topics, such as the current issues facing small cap issuers in the clearance and settlement process, potential regulatory changes impacting the Over-The-Counter markets, and Anti-Money Laundering concerns specific to microcap issuers.

http://lawprofessors.typepad.com/securities/2011/10/sec-schedules-roundtable-on-microcap-securities.html

SEC Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef014e8c189602970d

Listed below are links to weblogs that reference SEC Schedules Roundtable on Microcap Securities:

Comments

Post a comment