Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, October 13, 2011

SEC Publishes Proposed Rules on Registering Security-Based Swap Dealers and Participants

The SEC voted to propose rules that lay out the process by which security-based swap dealers and security-based swap participants must register with the Commission under Title VII of the Dodd-Frank Act.

Public comments on the SEC's proposal should be submitted within 60 days after it is published in the Federal Register.

http://lawprofessors.typepad.com/securities/2011/10/sec-publishes-proposed-rules-on-registering-security-based-swap-dealers-and-participants.html

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