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October 13, 2011
SEC Publishes Proposed Rules on Registering Security-Based Swap Dealers and Participants
The SEC voted to propose rules that lay out the process by which security-based swap dealers and security-based swap participants must register with the Commission under Title VII of the Dodd-Frank Act.
Public comments on the SEC's proposal should be submitted within 60 days after it is published in the Federal Register.
October 13, 2011 in SEC Action | Permalink
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