Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, October 5, 2011

FINRA Withdraws Proposal on Supervision

According to the SEC website, FINRA has withdrawn a proposed rule to Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook.  FINRA proposed the rule in June 26, 2011 and received about a dozen comments on it.  No explanation was given for the withdrawal.

http://lawprofessors.typepad.com/securities/2011/10/finra-withdraws-proposal-on-supervision.html

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