« Capital University: Conference on Foreclosure Crisis | Main | Another Galleon Defendant Settles Insider Trading Charges »
October 5, 2011
FINRA Withdraws Proposal on Supervision
According to the SEC website, FINRA has withdrawn a proposed rule to Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook. FINRA proposed the rule in June 26, 2011 and received about a dozen comments on it. No explanation was given for the withdrawal.
October 5, 2011 in Other Regulatory Action | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef015435ebd267970c
Listed below are links to weblogs that reference FINRA Withdraws Proposal on Supervision:
