Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, October 5, 2011

FINRA Withdraws Proposal on Supervision

According to the SEC website, FINRA has withdrawn a proposed rule to Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook.  FINRA proposed the rule in June 26, 2011 and received about a dozen comments on it.  No explanation was given for the withdrawal.

Other Regulatory Action | Permalink

TrackBack URL for this entry:

Listed below are links to weblogs that reference FINRA Withdraws Proposal on Supervision:


Post a comment