Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, September 14, 2011

More Dodd-Frank Matters on SEC's Next Open Meeting Agenda

The SEC has announced an Open Meeting on September 19, 2011.  The subject matters of the Open Meeting will be:

Item 1:
 The Commission will consider whether to propose a new rule under Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, to implement the prohibition under Section 621 regarding material conflicts of interest relating to certain securitizations.
 
Item 2:
 The Commission will consider whether to propose new rules under Section 764(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act to provide for the registration of security-based swap dealers and major security-based swap participants
 

http://lawprofessors.typepad.com/securities/2011/09/more-dodd-frank-matters-on-secs-next-open-meeting-agenda.html

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