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September 14, 2011
More Dodd-Frank Matters on SEC's Next Open Meeting Agenda
The SEC has announced an Open Meeting on September 19, 2011. The subject matters of the Open Meeting will be:
Item 1:
The Commission will consider whether to propose a new rule under Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, to implement the prohibition under Section 621 regarding material conflicts of interest relating to certain securitizations.
Item 2:
The Commission will consider whether to propose new rules under Section 764(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act to provide for the registration of security-based swap dealers and major security-based swap participants
September 14, 2011 in SEC Action | Permalink
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