Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Monday, August 29, 2011

FINRA Issues Additional Guidance on Social Networking Websites

In August 2011 FINRA issued Regulatory Notice 11-39, Guidance on Social Networking Websites and Business Communications, to supplement its January 2010 Regulatory Notice 10-06, which provided guidance on the application of FINRA rules governing communications with the public to social media sites. The 2011 Release is in response to additional questions from firms and provides further clarification concerning application of the rules to new technologies.

http://lawprofessors.typepad.com/securities/2011/08/finra-issues-additional-guidance-on-social-networking-websites.html

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