Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, July 21, 2011

Massachusetts Charges RBC Capital Markets with Improper Sales of Leveraged ETFs

The Massachusetts Securities Division recently filed a complaint against RBC Capital Markets charging it with dishonest sales of leveraged and inverse leveraged exchange traded funds.

 

http://lawprofessors.typepad.com/securities/2011/07/massachusetts-charges-rbc-capital-markets-with-improper-sales-of-leveraged-etfs.html

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