« Senate Celebrates D-F's 1st Anniversary by Holding a Hearing | Main | Former Galleon Trader Cardillo Settles SEC Insider Trading Charges »
July 21, 2011
Massachusetts Charges RBC Capital Markets with Improper Sales of Leveraged ETFs
The Massachusetts Securities Division recently filed a complaint against RBC Capital Markets charging it with dishonest sales of leveraged and inverse leveraged exchange traded funds.
July 21, 2011 in Other Regulatory Action | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef014e8a0692dc970d
Listed below are links to weblogs that reference Massachusetts Charges RBC Capital Markets with Improper Sales of Leveraged ETFs:
