Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, June 23, 2011

SEC Will Consider Proposing Rules on Business Conduct Standards for Security-Based Swap Dealers

The SEC's next Open Meeting will be held on June 29, 2011.  The subject matter of the Open Meeting will be:

The Commission will consider whether to propose rules under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish business conduct standards for security-based swap dealers and major security-based swap participants.

 

http://lawprofessors.typepad.com/securities/2011/06/sec-will-consider-proposing-rules-on-business-conduct-standards-for-security-based-swap-dealers.html

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