May 15, 2011
FINRA CEO and SEC Enforcement Director Testify before House Oversight Committee on Stanford Ponzi Scheme
The Subcommittee on Oversight and Investigations, Committee on Financial Services, U.S. House of Representatives, held on a hearing on May 13 on the Stanford ponzi scheme. Robert Khuzami, Director, SEC Division of Enforcement and Carlo di Florio, Director, SEC Office of Compliance Inspections and Examinations, testified on “The Stanford Ponzi Scheme: Lessons for Protecting Investors from the Next Securities Fraud.” Rick Ketchum, Chairman & CEO, FINRA, also testified.
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