Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, April 21, 2011

SEC Will Consider Swap Rules on April 27

The SEC's next Open Meeting is scheduled for April 27, 2011.  The subject matter will be:

  • The Commission will consider whether to propose joint rules with the Commodity Futures Trading Commission relating to the definitions of “Swap,” “Security-Based Swap,” “Security-Based Swap Agreement,” the regulation of mixed swaps, and books and records requirements regarding security-based swap agreements.

  • The Commission will consider whether to propose regulations with respect to removing references to credit ratings in various rules under the Securities Exchange Act of 1934.

http://lawprofessors.typepad.com/securities/2011/04/sec-will-consider-swap-rules-on-april-27.html

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