Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, April 13, 2011

SEC Approves FINRA Arb Rule Providing Time Period to Reply to Responses to Motions

On April 12, 2011 the SEC approved a FINRA proposed rule change to amend the Code of Arbitration Procedure (for both Customer and Industry Disputes) to provide moving parties with a five-day period to reply to responses to motions. The proposed rule change was published for comment in the Federal Register on February 22, 2011.  The relatively uncontroversial proposal received only three comments.

http://lawprofessors.typepad.com/securities/2011/04/sec-approves-finra-arb-rule-providing-time-period-to-reply-to-responses-to-motions.html

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