Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, March 1, 2011

SEC Takes Up Incentive-Based Compensation Arrangements

SEC's Open Meeting Agenda for March 2, 2011 Meeting

Item 1: Incentive-Based Compensation Arrangements
Office:  Division of Trading and Markets and Division of Investment Management
Item 2: Clearing Agency Standards for Operation and Governance
Office:  Division of Trading and Markets
Item 3: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps Under Regulation MC
Office:  Division of Trading and Markets
Item 4: References to Credit Ratings in Certain Investment Company Act Rules and Forms
Office:  Division of Investment Management

http://lawprofessors.typepad.com/securities/2011/03/sec-takes-up-incentive-based-compensation-arrangements.html

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