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March 21, 2011
Oxley Works on Behalf of FINRA for Adviser SRO
Investment News reports that FINRA has hired Michael Oxley (of Sarbanes-Oxley) as a lobbyist to advocate its position for a SRO (presumably FINRA) for investment advisers. Finra hires big gun to lobby for advisor biz SRO
March 21, 2011 in News Stories, Other Regulatory Action | Permalink
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