Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, February 11, 2011

SEC's Walter Addresses Investment Management Institute

SEC Commissioner Elisse Walter addressed the Investment Management Institute on the SEC staff studies required by Dodd-Frank 913 (harmonizing fiduciary duty) and 914 (examinations of investment advisers).

http://lawprofessors.typepad.com/securities/2011/02/secs-walter-addresses-investment-management-institute.html

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