Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, December 3, 2010

SEC Defers Some Dodd-Frank Initiatives because of Budget Uncertainty

The SEC announced it will defer certain initiatives mandated by Dodd-Frank because of budget uncertainty:

The following activities are being deferred due to budget uncertainty. Additional information will be provided upon adoption of a 2011 FY budget.

Section 342 Creation and Staffing of Office of Women & Minority Inclusion Activities regarding diversity in hiring and small business contracting continuing to be performed by staff in existing EEO Office
Section 911 Creation of new Investor Advisory Committee  
Sections 915 and 919D Creation and Staffing of Office of Investor Advocate Activities regarding investor perspectives in rulemaking continuing to be performed by staff in existing Office of Investor Education & Advocacy
Section 924 Creation and Staffing of Whistleblower Office Functions temporarily assigned to existing staff within the Division of Enforcement
Section 932 Creation and staffing of Office of Credit Ratings Rulemaking functions remain with staff within the Division of Trading and Markets; examination functions continuing to be performed by existing Office of Compliance Inspections & Examination
Section 979 Creation and staffing of Office of Municipal Securities Functions continue to be assigned to staff within the Division of Trading and Markets

 

http://lawprofessors.typepad.com/securities/2010/12/sec-defers-some-dodd-frank-initiatives-because-of-budget-uncertainty.html

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