Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Monday, December 6, 2010

SEC & CFTC Staff Schedule Roundtable on Capital and Margin Requirements for Swap Participants

Staff from the CFTC and the SEC will hold a public roundtable on Dec. 10, 2010, to discuss issues related to capital and margin requirements for swap dealers, security-based swap dealers, major swap participants, and major security-based swap participants. The roundtable will assist the agencies in the rulemaking process to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The agenda is posted at the SEC's website.

http://lawprofessors.typepad.com/securities/2010/12/sec-cftc-staff-schedule-roundtable-on-capital-and-margin-requirements-for-swap-participants.html

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