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November 18, 2010
SEC Takes Up Investment Advisers, Security-Based Swaps at Nov. 19 Meeting
SEC Open Meeting Agenda for November 19, 2010
Item 1: Rules Implementing Amendments to the Investment Advisers Act of 1940
Item 2: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers
Item 3: Security-Based Swap Data Repository Registration, Duties, and Core Principles
Item 4: Regulation SBSR — Reporting and Dissemination of Security-Based Swap Information
November 18, 2010 in SEC Action | Permalink
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