Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Tuesday, November 2, 2010

Agenda for Nov. 3 SEC Open Meeting

SEC's Open Meeting Agenda, November 3, 2010

Item 1: Risk Management Controls for Brokers or Dealers with Market Access
Office:  Division of Trading and Markets

Item 2: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Office:  Division of Trading and Markets

Item 3: Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934
Office:  Division of Enforcement, Office of the General Counsel

http://lawprofessors.typepad.com/securities/2010/11/agenda-for-nov-3-sec-open-meeting.html

SEC Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef013488a91210970c

Listed below are links to weblogs that reference Agenda for Nov. 3 SEC Open Meeting:

Comments

Post a comment