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November 2, 2010
Agenda for Nov. 3 SEC Open Meeting
SEC's Open Meeting Agenda, November 3, 2010
Item 1: Risk Management Controls for Brokers or Dealers with Market Access
Office: Division of Trading and Markets
Item 2: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Office: Division of Trading and Markets
Item 3: Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934
Office: Division of Enforcement, Office of the General Counsel
November 2, 2010 in SEC Action | Permalink
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