October 29, 2010
SEC & CFTC Announce Meeting on Emerging Regulatory Issues
The SEC and the CFTC will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on November 5.
Meeting agenda includes:
Receive a summary and recap from the staffs of the CFTC and SEC on the report issued Sept. 30, 2010.
Hear a report from the subcommittee on cross-market linkages.
Hear a report from the subcommittee on pre-trade risk management.
Discuss potential recommendations and responses.
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