Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, October 29, 2010

SEC & CFTC Announce Meeting on Emerging Regulatory Issues

The SEC and the CFTC will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on November 5.

Meeting agenda includes:

Receive a summary and recap from the staffs of the CFTC and SEC on the report issued Sept. 30, 2010.
 
Hear a report from the subcommittee on cross-market linkages.
 
Hear a report from the subcommittee on pre-trade risk management.
 
Discuss potential recommendations and responses.

http://lawprofessors.typepad.com/securities/2010/10/sec-cftc-announce-meeting-on-emerging-regulatory-issues.html

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