Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Wednesday, September 22, 2010

Senate Committee Holds Hearing on SEC and Stanford

The Senate Banking Committee held a hearing today on Oversight of the SEC Inspector General’s Report on the ‘Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme’ and Improving SEC Performance.  Witnesses included H. David Kotz, Esq., Inspector General, U.S. Securities and Exchange Commission; Robert Khuzami, Esq., Director, Division of Enforcement, U.S. Securities and Exchange Commission.; and Rose Romero, the Regional Director of the SEC's Forth Worth office.  Their prepared statements and a webcast are available at the Committee's website

http://lawprofessors.typepad.com/securities/2010/09/senate-committee-holds-hearing-on-sec-and-stanford.html

News Stories | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef0133f475e31f970b

Listed below are links to weblogs that reference Senate Committee Holds Hearing on SEC and Stanford:

Comments

Post a comment