Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, September 2, 2010

Municipal Advisers Must Register with SEC by Oct. 1

The SEC today announced that it has adopted a temporary rule requiring municipal advisors to register with the SEC by October 1, a deadline established by the Dodd-Frank Wall Street Reform and Consumer Protection Act.  Municipal advisors can now access and complete the new registration form (Form MA-T) on the SEC's website.

http://lawprofessors.typepad.com/securities/2010/09/municipal-advisers-must-register-with-sec-by-oct-1.html

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