Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Friday, August 6, 2010

SEC-CFTC Committee Continues Examination of May 6 Market Events

The SEC and the CFTC announced the agenda and participant list for the third meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on August 11.  The Joint Committee will continue its examination of the unusual market events of May 6, focusing on retail investor perspectives and the role exchange traded funds (ETFs) may have played.

Confirmed Panelists include:

Michael Mendelson, Principal, AQR Capital Management
Noel Archard, Head of U.S. Products, Blackrock
Charles Rotblut, Vice President and Editor, American Association of Individual Investors
Chris Nagy, Managing Director, Order Routing Sales and Strategy, TD Ameritrade
Kevin Cronin, Director of Global Equity Trading at Invesco
Pamela J. Craig, Chief Financial Officer, Accenture

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