Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, August 3, 2010

FINRA Files with SEC Proposal to Revise the Discovery Guide

The SEC has posted on its website the FINRA proposal to revise the Discovery Guide to expand the guidance FINRA gives to parties and arbitrators on the discovery process and to update the Document Production Lists. The proposal includes conforming changes to Rules 12506 and 12508 of the Customer Code.

http://lawprofessors.typepad.com/securities/2010/08/finra-files-with-sec-proposal-to-revise-the-discovery-guide.html

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