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July 19, 2010
FINRA Files Revised Discovery Guide with SEC
FINRA recently filed with the SEC its proposed new Discovery Guide which includes new DocumentProduction Lists. This revision of the Discovery Guide has been a long time in the works and is the product of much discussion among FINRA and practitioners from both claimants' and respondents' sides. The next step is for the SEC to publish the Guide for public comments.
July 19, 2010 in Securities Arbitration | Permalink
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