Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, June 1, 2010

SEC Historical Society Presents Program on Self-Regulation in Securities Industry

The SEC Historical Society presents a panel discussion on Self-Regulation in the Securities Industry at noon on June 3, which will be webcast from the Society's webpage.

The program is moderated by Professor Donna M. Nagy (Indiana-Bloomington). 

Presenters are:

  • James A. Brigagliano, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
  • James F. Duffy, Interim Chief Executive Officer, NYSE Regulation, Inc.
  • Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA
  • Joanne Moffic-Silver, General Counsel, Chicago Board Options Exchange

LIVE VIDEO BROADCAST
June 3, 2010 • 12:00 noon ET
Free and accessible worldwide without prior registration

http://lawprofessors.typepad.com/securities/2010/06/sec-historical-society-presents-program-on-selfregulation-in-securities-industry.html

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