« Arbitration Panel Awards Merkin Investor $1.75 Million for Madoff Losses | Main | New York Appellate Court Bars Holder Claims as Inconsistent with Out-of-Pocket Rule »
June 1, 2010
SEC Historical Society Presents Program on Self-Regulation in Securities Industry
The SEC Historical Society presents a panel discussion on Self-Regulation in the Securities Industry at noon on June 3, which will be webcast from the Society's webpage.
The program is moderated by Professor Donna M. Nagy (Indiana-Bloomington).
Presenters are:
- James A. Brigagliano, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
- James F. Duffy, Interim Chief Executive Officer, NYSE Regulation, Inc.
- Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA
- Joanne Moffic-Silver, General Counsel, Chicago Board Options Exchange
LIVE VIDEO BROADCAST
June 3, 2010 • 12:00 noon ET
Free and accessible worldwide without prior registration
June 1, 2010 in Professional Announcements | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef0134828fe19f970c
Listed below are links to weblogs that reference SEC Historical Society Presents Program on Self-Regulation in Securities Industry:
