Tuesday, June 1, 2010
The SEC Historical Society presents a panel discussion on Self-Regulation in the Securities Industry at noon on June 3, which will be webcast from the Society's webpage.
The program is moderated by Professor Donna M. Nagy (Indiana-Bloomington).
- James A. Brigagliano, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
- James F. Duffy, Interim Chief Executive Officer, NYSE Regulation, Inc.
- Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA
- Joanne Moffic-Silver, General Counsel, Chicago Board Options Exchange
LIVE VIDEO BROADCAST
June 3, 2010 • 12:00 noon ET
Free and accessible worldwide without prior registration