Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, June 16, 2010

More on the SEC's Fort Worth Office and Stanford Fraud

You may recall that the SEC's Inspector General recently released a report on the problems in the Fort Worth office of the SEC involving the Stanford ponzi scheme.  The POGO (Project on Government Oversight) blog has an extensive update on this story as well as other instances where the SEC has appeared to take retaliatory action against whistleblowing personnel or, conversely, failed to discipline personnel for malfeasance.  See SEC Inspector General Uncovers Whistleblower Retaliation at Fort Worth Office

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