Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, June 21, 2010

Joint SEC-CFTC Committee Meets Tomorrow on May 6 Market Events

The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues today announced the agenda for its public meeting to be held on June 22, 2010.

The Committee is conducting a review of the unusual market events that occurred on May 6, 2010. The Committee will hear from representatives of exchanges and significant market participants about their views and observations relating to market events of that day. At the Committee's next meeting, anticipated to occur in late July, the Committee expects to hear from other market participants, including brokerage houses, issuers, institutional traders and retail investors about the effects of the events of May 6.

Panelists Include:

 Craig S. Donohue, Chief Executive Officer, the Chicago Mercantile Exchange
Edward J. Joyce, President & Chief Operating Officer, Chicago Board Options Exchange, Inc.
Joseph Mecane, Executive Vice President & Co-Head of U.S. Listing and Cash Execution, NYSE Euronext
Eric Noll, Executive Vice President-Transaction Services, NASDAQ OMX Group
William O'Brien, Chief Executive Officer, Direct Edge
Joseph Ratterman, President & Chief Executive Officer, BATS Exchange, Inc.
Chuck Vice, President & Chief Operating Officer, the Intercontinental Exchange, Inc. 
Leonard Amoruso, Senior Managing Director & General Counsel, Knight Capital Group
David Cummings, Owner & Chairman of the Board, Tradebot Systems
Jeff Engelberg, Principal & Senior Trader, Southeastern Asset Management, Inc.
Thomas Peterffy, Chairman & CEO, Interactive Brokers LLC
Anoop Prasad, Managing Director, D.E. Shaw & Co.
Matt Schrecengost, Chief Operating Officer, Jump Trading LLC
David Weild IV, Capital Markets Advisor, Grant Thornton

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