April 19, 2010
FINRA Proposes Expanded Disclosure in BrokerCheckFINRA has filed with the SEC a proposed rule change to amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) that will significantly expand the information released through BrokerCheck, both in terms of scope and time disclosed. In addition, the new rule would establish a process to dispute the accuracy of (or update) information disclosed through BrokerCheck.
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