February 17, 2010
Should Brokers be Subject to a Fiduciary Duty?Anyone with an interest in the ongoing debate over the regulation of broker-dealers and investment advisers (the "harmonization" of regulation or "should brokers be held to a fiduciary duty standard" debate) should read the article in yesterday's New York Times, TARA SIEGEL BERNARD Struggling Over a Rule for Brokers. Really excellent presentation of the issues.
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