Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, February 17, 2010

Should Brokers be Subject to a Fiduciary Duty?

Anyone with an interest in the ongoing debate over the regulation of broker-dealers and investment advisers (the "harmonization" of regulation or "should brokers be held to a fiduciary duty standard" debate) should read the article in yesterday's New York Times, TARA SIEGEL BERNARD Struggling Over a Rule for Brokers.  Really excellent presentation of the issues.

News Stories | Permalink

TrackBack URL for this entry:

Listed below are links to weblogs that reference Should Brokers be Subject to a Fiduciary Duty?:


Post a comment