Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, February 17, 2010

Should Brokers be Subject to a Fiduciary Duty?

Anyone with an interest in the ongoing debate over the regulation of broker-dealers and investment advisers (the "harmonization" of regulation or "should brokers be held to a fiduciary duty standard" debate) should read the article in yesterday's New York Times, TARA SIEGEL BERNARD Struggling Over a Rule for Brokers.  Really excellent presentation of the issues.

http://lawprofessors.typepad.com/securities/2010/02/should-brokers-be-subject-to-a-fiduciary-duty.html

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