Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, February 2, 2010

SEC's Investor Advisory Committee Sets Agenda for Feb. 22 Meeting

The SEC's Investor Advisory Committee will hold a public meeting on Monday, February 22, 2010. The public is invited to submit written statements to the Committee.

The agenda for the meeting includes: (i) consideration of a Committee recusal policy; (ii) report from the Education Subcommittee, including a presentation on the National Financial Capability Survey; (iii) report from the Investor as Purchaser Subcommittee, including a discussion of fiduciary duty and mandatory arbitration; (iv) report from the Investor as Owner Subcommittee, including recommendations for the Committee on Regulation FD and proxy voting transparency, as well as reports on a work plan for environmental, social, and governance disclosure and on financial reform legislation; and (v) discussion of next steps and closing comments.

Written statements should be received on or before February 16, 2010.

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