Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, February 5, 2010

FINRA Board Will Review Allegations of Excessive Compensation

FINRA's board of governors will review allegations that senior executives, including Mary Schapiro, received excessive compensation in 2008, despite the organization's operating losses.  FINRA is conducting the review in response to a lawsuit brought by Amerivet Securities.  InvNews, Finra executives overpaid? Its board wants to know.

http://lawprofessors.typepad.com/securities/2010/02/finra-board-will-review-allegations-of-excessive-compensation.html

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