Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, January 26, 2010

SEC Brings Stop Order Proceeding Against Tsukuda-America

On Jan. 26, 2010 the SEC instituted a rare "stop-order" proceeding under Securities Act section 8(d) to stop sales of securities of Tsukuda-America Inc. pursuant to a Form S-1 registration statement declared effective April 14, 2009.  According to the complaint, the registration statement contains a false representation that Weinberg & Co. audited the financial statements and signed a consent to the inclusion of the audit report in the registration statement.

http://lawprofessors.typepad.com/securities/2010/01/sec-brings-stop-order-proceeding-against-tsukudaamerica.html

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