« Brooklyn Law Symposium on The Law and Morality of Punishing Collective Entities | Main | Assurant Settles SEC Charges of improper Reinsurance Accounting »
January 22, 2010
Customers' Arbitration Claims Up 43% in 2009
FINRA reports 7137 arbitration claims were filed in 2009, up 43% from 2008. Not surprisingly, the most common complaints against brokers were breach of fiduciary duty, misrepresentations, negligence, breach of contract, failure to supervise, omissions and unsuitability.January 22, 2010 in Securities Arbitration | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef0120a7fe8c2c970b
Listed below are links to weblogs that reference Customers' Arbitration Claims Up 43% in 2009:
