January 22, 2010
Customers' Arbitration Claims Up 43% in 2009FINRA reports 7137 arbitration claims were filed in 2009, up 43% from 2008. Not surprisingly, the most common complaints against brokers were breach of fiduciary duty, misrepresentations, negligence, breach of contract, failure to supervise, omissions and unsuitability.
TrackBack URL for this entry:
Listed below are links to weblogs that reference Customers' Arbitration Claims Up 43% in 2009: