Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Monday, December 7, 2009

SEC Releases Enforcement and Market Data for Fiscal 2009

The SEC posted on its website its Select SEC and Market Data for Fiscal 2009, which includes information on enforcement actions.  The SEC reports that it obtained disgorgement orders of approximately $2.09 billion and penalty orders of about $345 million.  It also sought orders barring 90 individuals from serving as officers or directors of public companies.

http://lawprofessors.typepad.com/securities/2009/12/sec-releases-enforcement-and-market-data-for-fiscal-2009.html

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