Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Monday, December 7, 2009

FINRA Proposes Rule Change on Communications about Variable Annuities

The SEC noticed a proposed rule change (SR-FINRA-2009-070) submitted by FINRA pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 related to communications with the public about variable life insurance and variable annuities. Publication is expected in the Federal Register during the week of December 7. (Rel. 34-61107)

http://lawprofessors.typepad.com/securities/2009/12/finra-proposes-rule-change-on-communications-about-variable-annuities.html

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