« FINRA Settles ARS Charges with Three More Firms | Main | SEC & Hain Celestial Group Settle Backdating Charges »
September 2, 2009
Statements from SEC-CFTC Meeting on Regulation Harmonization
Here are the Opening Remarks before the SEC-CFTC Joint Meetings on Regulation Harmonization
by SEC Chairman Mary L. Schapiro, held on September 2, 2009.
Stephen Luparello, FINRA Vice Chairman, also made a Statement Before the SEC/CFTC Joint Meeting on Harmonization of Regulation.
September 2, 2009 in SEC Action | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef0120a598e108970c
Listed below are links to weblogs that reference Statements from SEC-CFTC Meeting on Regulation Harmonization:
