Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Monday, July 13, 2009

SEC's July 15 Meeting will Consider Municipal Securities Underwritings

The SEC's next Open Meeting is July 15.  The subject matter is:

The Commission will consider a recommendation regarding amendments to Rule 15c2-12 ("Rule") under the Securities Exchange Act of 1934 ("Act"), concerning the responsibilities of a broker, dealer, or municipal securities dealer acting as an underwriter in a primary offering of municipal securities and interpretive guidance intended to assist municipal securities issuers, brokers, dealers and municipal securities dealers in meeting their obligations under the antifraud provisions of the Act.

http://lawprofessors.typepad.com/securities/2009/07/secs-july-15-meeting-will-consider-municipal-securities-underwritings.html

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