Wednesday, July 8, 2009
The Pace Law School Investor Rights Clinic has published an Investors' Guide to Securities Industry Disputes( Securities Dispute Guide). This extremely useful guide first provides basic information on how to avoid disputes with brokers and sets forth investors' rights and responsibilities. It then provides information on the dispute resolution process, including both arbitration and mediation. The Guide contains practical information in a very readable format. Kudos to its editors Jill Gross and Alice Oshins.