« SEC Charges Pegasus Wireless Officers with Pump & Dump Scheme | Main | SEC Settles Two Proceedings Involving Undisclosed Marketing Agreements »

May 30, 2009

Connecticut Plans to Regulate Hedge Fund Managers

Tired of waiting for the federal government to regulate hedge funds, Connecticut, home to many hedge funds, may enact legislation requiring fund managers that have not registered with the SEC as investment advisers to disclose material conflicts of interest.  The legislation, which would apply to funds located or doing business in the state, has passed the Senate and is pending in the House.  WSJ, Can Connecticut Stay Hedge-Fund Haven?

May 30, 2009 in State Securities Law | Permalink

TrackBack

TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef01156fbce544970c

Listed below are links to weblogs that reference Connecticut Plans to Regulate Hedge Fund Managers:

Comments

Post a comment