Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, April 1, 2009

FINRA Arbitration Filings Up 90% Over 2008

Summary Arbitration Statistics from FINRA's website:

New Case Filings through February 2009:
2007        535
2008        561
 2009        1,065
 2009  vs 2008    90%

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Is there a web site to find FINRA Arbitration Filings? So many cases are settled before going to Arbitration the investor is unable to get the truth about the Broker's past.

Thank you.

Posted by: Joanne Tweed | May 4, 2009 5:51:07 AM

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