Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, February 3, 2009

SEC Approves FINRA Rule to Raise Amount for Single Arbitrator to $100,000

The SEC approved a proposed rule change submitted by FINRA to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to raise the amount in controversy that will be heard by a single chair-qualified arbitrator to $100,000. Publication is expected in the Federal Register during the week of February 2.

http://lawprofessors.typepad.com/securities/2009/02/sec-approves-fi.html

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