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February 9, 2009
SEC Approves FINRA Arbitration Rule on Explained Decisions
The SEC approved a proposed rule change (SR-FINRA-2008-051) filed by FINRA relating to amendments to the Codes of Arbitration Procedure to require arbitrators to provide an explained decision upon the joint request of the parties. Publication is expected in the Federal Register during the week of February 9.
February 9, 2009 in Other Regulatory Action | Permalink
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