Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Monday, October 6, 2008

SEC's Enforcement Division Posts Enforcement Manual

The SEC's Enforcement Division posted its Enforcement Manual on the SEC website.  According to the Manual,

it is an electronic document designed to be a reference for the staff in the U.S. Securities and Exchange Commission’s (“SEC”) Division of Enforcement (“Division” or “Enforcement”) in the investigation of potential violations of the federal securities laws. It contains various general policies and procedures and is intended to provide guidance only to the staff of the Division.

http://lawprofessors.typepad.com/securities/2008/10/secs-enforcemen.html

SEC Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef01053563d3e5970c

Listed below are links to weblogs that reference SEC's Enforcement Division Posts Enforcement Manual:

Comments

Post a comment