Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, October 6, 2008

SEC's Enforcement Division Posts Enforcement Manual

The SEC's Enforcement Division posted its Enforcement Manual on the SEC website.  According to the Manual,

it is an electronic document designed to be a reference for the staff in the U.S. Securities and Exchange Commission’s (“SEC”) Division of Enforcement (“Division” or “Enforcement”) in the investigation of potential violations of the federal securities laws. It contains various general policies and procedures and is intended to provide guidance only to the staff of the Division.

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