Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, September 18, 2008

FINRA Posts FAQs on Arbitration Pilot Program

FINRA has posted at its website FAQs about its voluntary, two-year pilot program that will allow investors who have filed arbitration claims against certain brokerage firms to select three public arbitrators instead of the otherwise mandated inclusion of one industry arbitrator.  Ten firms have agreed to participate.  Cases filed on or after Oct. 6, 2008 are eligible to participate in the pilot program.

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