Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, July 15, 2008

NYSE Posts its Market Surveillance Sweep Letter on Rumors

NYSE has posted on its website its and FINRA's  Market Surveillance Sweep Letter on Rumors, which asks for an extensive list of documents and other information relating to the firm's compliance policies.

http://lawprofessors.typepad.com/securities/2008/07/nyse-posts-its.html

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