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May 5, 2008
FINRA Issues Investor Alert on ARS
FINRA issued an Investor Alert on Auction Rate Securities: What Happens When Auctions Fail, so that, it says, investors can know about some of the options available to them in the event their ARS investment becomes illiquid and what can happen when an issuer makes a call for a partial redemption.
May 5, 2008 in Other Regulatory Action | Permalink
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