Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, May 5, 2008

FINRA Issues Investor Alert on ARS

FINRA issued an Investor Alert on Auction Rate Securities: What Happens When Auctions Fail, so that, it says, investors can know about some of the options available to them in the event their ARS investment becomes illiquid and what can happen when an issuer makes a call for a partial redemption.

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