Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, April 11, 2008

SEC Charges Another U.K. Fund with Late Trading

For the second time in  a week, the SEC charged a U.K. fund group with late trading and market timing in U.S. mutual funds.  The SEC alleges that Headstart Advisers, its chief investment adviser, and Headstart Fund earned nearly $200 million in illicit profits from 1998 to 2003.  WSJ, SEC Files Late-Trading Claim Against Another U.K. Fund.

http://lawprofessors.typepad.com/securities/2008/04/sec-charges-ano.html

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