Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, April 18, 2008

NYS Attorney General Investigates Auction Rate Securities Market

New York State Attorney General Andrew Cuomo is investigating the auction-rate securities market and has sent subpoenas to eighteen institutions seeking information.  The market for the securities collapsed in February when Wall St. firms stopped their support for the securities, and investors have been unable to sell their holdings that were marketed as liquid investments.  WSJ, Auction-Rate Debt Market Faces Probe.

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