Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, March 19, 2008

SEC Issues No-Action Letter re. Form BD Amendments in Morgan-Bear Merger

The SEC Division of Trading and Markets issued a no-action letter to J.P. Morgan Chase, stating that

In view of the circumstances of the purchase of Bear Stearns by JP Morgan Chase,
the Division of Trading and Markets will not recommend enforcement action if JP
Morgan Chase files, within a reasonable period from after the close of the
purchase of Bear Stearns by JP Morgan Chase, the Form BD amendments required as
a result of the change of control contemplated under the purchase agreement and
related agreements.

http://lawprofessors.typepad.com/securities/2008/03/sec-issues-no-a.html

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